Cybersecurity News Alert – SEC

SEC Cybersecurity News Alert: Today, the Securities and Exchange Commission (SEC) announced that a Des Moines-based broker-dealer and investment adviser has agreed to pay $1 million for its failures in cybersecurity policies and procedures surrounding a cyber-breach.

The charge against Voya Financial Advisors Inc. (VFA) is the first SEC enforcement action charging violations of the Identity Theft Red Flags Rule.

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