SEC
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SEC Cybersecurity
Where do you stand, and what’s coming for investment advisors? What you should know For firms with assets over $1.5bn, the changes to Regulation S-P will take effect on December 3rd, 2025. In combination with the 2025 SEC Examination Priorities, there is work to be done to meet both the rule and guidance from the…
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AI is moving fast—are your policies keeping up?
Are you treating AI like a helpful assistant—or a ticking time bomb? AI is making our lives easier, no question. However, when introduced into the workplace without clear oversight, it can pose serious risks to your business—from regulatory exposure to cybersecurity threats. AI Risk Management Starts with Clear Policies and Communication Drawbridge’s Simon Eyre and…
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The Cyber Security Ecosystem: Trust but Verify
In cybersecurity, independence doesn’t mean going it alone—it means making informed decisions while leveraging a strong network of trusted providers. Alternative investment firms depend on Managed Service Providers (MSPs), cyber risk advisors, and compliance experts to enhance their security, but they must also maintain autonomy in assessing risks, implementing best practices, and verifying protections. This…
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Takeaways from the SEC’s Compliance Seminar: What to Know for 2025
In November, the SEC held one of its regular compliance outreach seminars for investment companies and investment advisers. In attendance was Drawbridge’s own Simon Eyre, along with SEC Compliance Solutions’ CEO Elizabeth Cope. Seminar discussions centered on the SEC examination priorities published at the end of October, showing a clear emphasis on strengthening existing rules.…
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ON DEMAND: SEC Seminar: Essential Compliance & Cybersecurity Takeaways
The SEC recently hosted its Compliance Outreach Seminar for investment professionals, focusing on information security and operational resiliency. What were the key takeaways for investment professionals and their firms? On November 14, Elizabeth Cope, CEO of SEC Compliance Solutions LLC, and Simon Eyre, CISO at Drawbridge, unpacked the seminar’s insights during a special fireside chat.…
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SEC Cyber Rule for Advisors vs. the Public Disclosure Rule
How the April 2024 SEC Cyber Rule differs from the Public Disclosure Rule, and what it means for you as an Alternative Asset Manager. What you need to know – How the SEC Cyber Rule differs from the Public Disclosure Rule . To help you prepare for the new cyber rule, let’s answer three essential…
