Manage Regulatory Requirements

With Drawbridge you can evaluate, meet and exceed regulatory obligations.

Firms Must Adopt Robust Cybersecurity Programs to Meet Regulatory Requirements

Cybersecurity is a top priority for financial regulators, who have elevated expectations of the cybersecurity practices at hedge funds, private equity managers, and all other registered investment advisors. As the financial industry becomes more connected with technology, the Internet of Things (IoT) and smart electronics, robust cybersecurity programs are essential for firms to maintain regulatory compliance.

Regulatory Readiness

Document Your Regulatory Progress

The SEC, NFA and FCA have been active in setting requirements for member firms to follow. The following items have been most closely scrutinized

Governance and Risk Management

Access Rights and Controls

Vulnerability Management

Incident Response

Vendor Management

Training and Awareness

It's Time to Mature Your Security Posture

Our software allows you to centrally manage your programs while continuously evolving your security posture to improve your risk posture and regulatory position.

Download the Latest Regulatory Cyber Documents

US (SEC-NFA)

NFA Interpretive Notices

NFA Interpretive Notice

NFA-Cybersecurity-Requirements

NFA Cybersecurity Requirements

2014-OCIE-Cybersecurity-Risk-Alert

2014 OCIE Cybersecurity Risk Alert

2015-OCIE-Cybersecurity-Risk-Alert

2015 OCIE Cybersecurity Risk Alert

2017-OCIE-Cybersecurity-Risk-Alert_Ransomware

2017 OCIE Cybersecurity Risk Alert Ransomware

2017-OCIE-Cybersecurity-Risk-Alert

2017 OCIE Cybersecurity Risk Alert

OCIE-2019-Priorities

2019 OCIE Priorities

2020 OCIE Cybersecurity and Resiliency Observations

2020 OCIE Cybersecurity and Resiliency Observations

ocie-ransomware-alert

2020 OCIE Ransomware Alert

sec-risk-alert-spet-2020

SEC Risk Alert Safeguarding Client Accounts against Credential Compromise

UK (FCA)

Cyber-and-Technology-Resilience

Cyber and Technology Resilience

Cybersecurity-Industry-Insights

Cybersecurity Industry Insights

Cybersecurity-Industry-Insights

FCA Cyber Security Industry Insights

Foundation-for-Good-Cybersecurity

Foundation for Good Cybersecurity

Guidance-for-Firms-Outsourcing-to-the-Cloud-&-Third-Party-IT-Services

Guidance for Firms Outsourcing to the Cloud & Third-Party IT Services

NCSC-10-Steps-To-Cyber-Security

NCSC 10 Steps To Cyber Security

Network-Security-Basics

Network Security Basics

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