The SEC recently hosted its Compliance Outreach Seminar for investment professionals, focusing on information security and operational resiliency.
What were the key takeaways for investment professionals and their firms?
On November 14, Elizabeth Cope, CEO of SEC Compliance Solutions LLC, and Simon Eyre, CISO at Drawbridge, unpacked the seminar’s insights during a special fireside chat.
They reviewed the 2025 exam priorities, shared valuable perspectives on operational resiliency and cyber priorities, and presented real-world scenarios relevant to alternative investment managers and advisors.
Watch the replay for critical updates on SEC guidance and practical security considerations.
