The SEC is hosting its Compliance Outreach Seminar for investment professionals on November 7, focusing on information security and operational resiliency.
What does this mean for investment professionals and their firms?
On November 14 at noon ET, Elizabeth Cope, CEO of SEC Compliance Solutions LLC, and Simon Eyre, CISO at Drawbridge, will unpack the key takeaways and considerations from this seminar.
During this special fireside chat, they will review the 2025 exam priorities and share insights on operational resiliency and cyber priorities. They’ll share real-world scenarios relevant to alternative investment managers and advisors.
This 30-minute session is ideal for professionals looking to stay informed on SEC guidance and practical security considerations.
